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Lisandra Wilmott

JD

General Counsel and Chief Compliance Officer

  • Executive Committee
  • Partner

Lisandra is the firm’s General Counsel and Chief Compliance Officer. She is responsible for ensuring proactive policies and procedures are designed to comply with the laws and regulations applicable to registered investment advisers. She further advises the firm on matters covering areas such as: securities laws, employment matters, privacy, contracts and mergers and acquisitions. She co-leads the firms’ Diversity, Equity & Inclusion Council, which she helped launch just a few months after her arrival at the firm.

 

Lisandra joined Pathstone in 2020 after leaving LPL Financial, where she was Vice President and Assistant General Counsel focusing on compliance with the Investment Advisers Act, regulatory inquiries and enforcement actions, as well as compliance with various US and international finance and privacy laws. Prior to this, Lisandra was Vice President and Assistant General Counsel at JP Morgan Chase in New York City, where she served as Assistant General Counsel to the Consumer Banking Division. Early in her career, Lisandra clerked at the United States Department of Justice, in their Transnational Crimes Division, and for the Deputy Chief Administrative Law Judge at the Federal Energy Regulatory Commission.

Lisandra has given lectures at Yale Law School regarding the challenges that financial institutions face within the ever-evolving political, regulatory, and legal landscape and serves as counsel to pro bono organizations looking to aid underserved communities. She also participated in the JPMorgan Honors Mentor program aiding young law students in determining the best paths for their evolving legal careers.

Lisandra is fully bi-lingual in English and Spanish. She received a BS degree from Villanova University in 2002 and a JD from the University of Maryland School of Law in 2005. She is currently barred in Massachusetts, New York, Washington D.C., Virginia, and Maryland.

Lisandra lives in Brookline, Massachusetts with her husband and young twins. During her free time, she enjoys being with her family and traveling to exotic new countries. She has traveled to five out of the seven world continents, with the hopes of visiting all seven one day.

Group

Partner

Management & Operations

Legal & Compliance

Certification

JD

Office

Massachusetts

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Lisandra is the firm’s General Counsel and Chief Compliance Officer. She is responsible for ensuring proactive policies and procedures are designed to comply with the laws and regulations applicable to registered investment advisers. She further advises the firm on matters covering areas such as: securities laws, employment matters, privacy, contracts and mergers and acquisitions. She co-leads the firms’ Diversity, Equity & Inclusion Council, which she helped launch just a few months after her arrival at the firm.

 

Lisandra joined Pathstone in 2020 after leaving LPL Financial, where she was Vice President and Assistant General Counsel focusing on compliance with the Investment Advisers Act, regulatory inquiries and enforcement actions, as well as compliance with various US and international finance and privacy laws. Prior to this, Lisandra was Vice President and Assistant General Counsel at JP Morgan Chase in New York City, where she served as Assistant General Counsel to the Consumer Banking Division. Early in her career, Lisandra clerked at the United States Department of Justice, in their Transnational Crimes Division, and for the Deputy Chief Administrative Law Judge at the Federal Energy Regulatory Commission.

Lisandra has given lectures at Yale Law School regarding the challenges that financial institutions face within the ever-evolving political, regulatory, and legal landscape and serves as counsel to pro bono organizations looking to aid underserved communities. She also participated in the JPMorgan Honors Mentor program aiding young law students in determining the best paths for their evolving legal careers.

Lisandra is fully bi-lingual in English and Spanish. She received a BS degree from Villanova University in 2002 and a JD from the University of Maryland School of Law in 2005. She is currently barred in Massachusetts, New York, Washington D.C., Virginia, and Maryland.

Lisandra lives in Brookline, Massachusetts with her husband and young twins. During her free time, she enjoys being with her family and traveling to exotic new countries. She has traveled to five out of the seven world continents, with the hopes of visiting all seven one day.